John Charles Hugele

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-01-01

TX RA
APPROVED

Since 2008-01-01

Branch Locations

825 Town And Country Ln Ste 300, Houston, TX 77024 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Houston	TX	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Houston	TX	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Houston, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Houston, TX

Previous Registrations

2002-08-22 → 2008-01-01

A. G. Edwards & Sons, Inc.

Houston, TX

St. Louis, MO

Houston, TX

Other Businesses

HARRIS COUNTY REPUBLICAN PARTY; NOT INV. RELATED; HOUSTON, TX; PRECINCT CHAIRMAN; START DATE 10/28/2021; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ENCOURAGE VOTER TURNOUT BY PHONE CALLSE AND PLACING SIGNAGE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-10-01

S63 Uniform Securities Agent State Law Examination

1992-10-01

Other Names

Jack Hugele

View on SEC IAPD