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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2008-01-01

Branch Locations

825 Town And Country Ln Ste 300, Houston, TX 77024 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Previous Registrations
  • 2002-08-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Houston, TX
    St. Louis, MO
    Houston, TX
Other Businesses

HARRIS COUNTY REPUBLICAN PARTY; NOT INV. RELATED; HOUSTON, TX; PRECINCT CHAIRMAN; START DATE 10/28/2021; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ENCOURAGE VOTER TURNOUT BY PHONE CALLSE AND PLACING SIGNAGE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-01
  • S63 Uniform Securities Agent State Law Examination
    1992-10-01
Other Names
  • Jack Hugele

View on SEC IAPD

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