Kenneth Frederick Walz

Current Employers

Employment History

• 10/2002 → Present
  Aig American General Life Insurance Company
  Mandan, ND
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Beach, ND

Previous Registrations

• 2008-10-31 → 2023-09-01
  Osaic Services, Inc.
  Mandan, ND
  Beach, ND
• 2002-10-08 → 2008-10-31
  American General Securities Incorporated
  Bismarck, ND

Other Businesses

1. NOTARY PUBLIC POSITION: Personal NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/31/1990 ADDRESS: 1800 East Main St., Suite D, Mandan ND 58554 DESCRIPTION: Notarize signatures when required 2. EXTRA OFFICE SPACE RENTAL. POSITION: Owner - NATURE: Other - Landlord INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2009 ADDRESS: 1800 East Main St. Suite D, Mandan, ND 58554, Mandan ND 58554, United States DESCRIPTION: I am renting to a roofing company and we all have separate locks on our doors and the doors are locked when we are not at the office. 3. WALZ FINANCIAL SERVICES POSITION: Owner NATURE: INSURANCE AGENCY; INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 ADDRESS: 1800 EAST MAIN ST SUITE D, MANDAN, ND, 58554 DESCRIPTION: LIFE INSURANCE SALES. 4. Walz Financial Services POSITION: Owner NATURE: DBA; INVESTMENT RELATED: Yes START DATE: 12/01/2008 ADDRESS: 1800 EAST MAIN ST SUITE D, MANDAN, ND, 58554 DESCRIPTION: I am doing business under the DBA "Walz Financial Services" I have registered this name with the State of ND.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-09-17

Designations

Other Names

• Ken Walz