Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2009-09-29 |
| TX | RA | APPROVED_RES | 2007-01-10 |
| MA | RA | APPROVED | 2006-12-20 |
Branch Locations
1 Merrill Industrial Dr, Ste 7, Hampton, NH 03842 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hampton | NH | 12/2006 | Present |
| Salem Five Cent Savings Bank | Hampton | NH | 12/2006 | Present |
1. 12/07/2006 - INSURANCE DBA - NON-VARIABLE INSURANCE DBA - SALEM FIVE INVESTMENT SERVICES, LLC - 10% OF TIME SPENT - HAMPTON, NH 2. 11/05/2013 - INSTRUCTION/TEACHING - PROVIDE TEACHING/INSTRUCTION FOR INDIVIDUALS AND/OR GROUPS FOR SELF-DEFENSE, EMERGENCY PREPAREDNESS, HOME SECURITY, INFORMATION SECURITY AND OTHER TOPICS - 2% OF TIME SPENT 3. 12/11/2013 - BRIGHTBRIDGE BEES - HOBBY - BEEKEEPING AND SALE OF HONEY. MY WIFE AND CHILDREN KEEP SERVERAL HIVES AND SELL THE HONEY TO LOCAL STORES. I HELP TO FACILITATE THESE ACTIVITIES. DBA "BRIGHTBRIDGE BEES" AND "BRIGHTBRIDGE HONEY" - 1% OF TIME SPENT 4. 01/14/2014 - OTHER-EQUIPMENT RENTAL - THE BUSINESS IS RENTAL OF EQUIPMENT. ACTIVITIES INCLUDE PROCURING EQUIPMENT, RENTING ON A SHORT-TERM BASIS, SERVICE AND MAINTENANCE OF RENTED EQUIPMENT, AND INSTRUCTION ON OPERATION & USE OF EQUIPMENT, - TIME SPENT 1% 5. 3/3/2016 - NO BUSINESS NAME - Not Investment Related - 1 Drinkwater Road, Hampton Falls, NH; and 8 Exeter Road, Hampton Falls, NH - Outside/W-2 Employment - Moderator - Started 05/20/2015 - 4 Hours Per Month/0 Hours During Securities Trading - Title is "Moderator," specifically for the town and school district of Hampton Falls, NH. 6. 12/24/2019 - Salem Five Wealth and Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 12/17/2019 - 1 Hour Per Month During Securities Trading - Act as a relationship manager and/or business development officer to refer appropriate relationships to the trust/wealth management department of Salem Five. 7. 6/14/2021 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Whitewater Rafting Guide - Started 06/01/2021 - 8 Hours Per Month/0 Hours During Securities Trading - Guiding rafts on whitewater courses on a part time basis (occasional summer weekends). 8. 9/1/2021 - Salem Five Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/04/2021 - 160 Hours Per Month During Securities Trading. 9. 04/30/2024 - Salem Five Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/24/2024 - 160 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-08 |
Reach out to this advisor