Best Investors Account Sign in

John Paul Pontbriand

LPl Financial LLC

Hampton, NH

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2009-09-29
TX RA APPROVED_RES 2007-01-10
MA RA APPROVED 2006-12-20
  • NH RA
    APPROVED
    Since 2009-09-29
  • TX RA
    APPROVED_RES
    Since 2007-01-10
  • MA RA
    APPROVED
    Since 2006-12-20

Branch Locations

1 Merrill Industrial Dr, Ste 7, Hampton, NH 03842 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hampton NH 12/2006 Present
Salem Five Cent Savings Bank Hampton NH 12/2006 Present
  • 12/2006 → Present
    Hampton, NH
  • 12/2006 → Present
    Salem Five Cent Savings Bank
    Hampton, NH
Other Businesses

1. 12/07/2006 - INSURANCE DBA - NON-VARIABLE INSURANCE DBA - SALEM FIVE INVESTMENT SERVICES, LLC - 10% OF TIME SPENT - HAMPTON, NH 2. 11/05/2013 - INSTRUCTION/TEACHING - PROVIDE TEACHING/INSTRUCTION FOR INDIVIDUALS AND/OR GROUPS FOR SELF-DEFENSE, EMERGENCY PREPAREDNESS, HOME SECURITY, INFORMATION SECURITY AND OTHER TOPICS - 2% OF TIME SPENT 3. 12/11/2013 - BRIGHTBRIDGE BEES - HOBBY - BEEKEEPING AND SALE OF HONEY. MY WIFE AND CHILDREN KEEP SERVERAL HIVES AND SELL THE HONEY TO LOCAL STORES. I HELP TO FACILITATE THESE ACTIVITIES. DBA "BRIGHTBRIDGE BEES" AND "BRIGHTBRIDGE HONEY" - 1% OF TIME SPENT 4. 01/14/2014 - OTHER-EQUIPMENT RENTAL - THE BUSINESS IS RENTAL OF EQUIPMENT. ACTIVITIES INCLUDE PROCURING EQUIPMENT, RENTING ON A SHORT-TERM BASIS, SERVICE AND MAINTENANCE OF RENTED EQUIPMENT, AND INSTRUCTION ON OPERATION & USE OF EQUIPMENT, - TIME SPENT 1% 5. 3/3/2016 - NO BUSINESS NAME - Not Investment Related - 1 Drinkwater Road, Hampton Falls, NH; and 8 Exeter Road, Hampton Falls, NH - Outside/W-2 Employment - Moderator - Started 05/20/2015 - 4 Hours Per Month/0 Hours During Securities Trading - Title is "Moderator," specifically for the town and school district of Hampton Falls, NH. 6. 12/24/2019 - Salem Five Wealth and Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 12/17/2019 - 1 Hour Per Month During Securities Trading - Act as a relationship manager and/or business development officer to refer appropriate relationships to the trust/wealth management department of Salem Five. 7. 6/14/2021 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Whitewater Rafting Guide - Started 06/01/2021 - 8 Hours Per Month/0 Hours During Securities Trading - Guiding rafts on whitewater courses on a part time basis (occasional summer weekends). 8. 9/1/2021 - Salem Five Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/04/2021 - 160 Hours Per Month During Securities Trading. 9. 04/30/2024 - Salem Five Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/24/2024 - 160 Hrs/Mo During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-08
S63 Uniform Securities Agent State Law Examination 2004-09-08
  • S65 Uniform Investment Adviser Law Examination
    2009-12-08
  • S63 Uniform Securities Agent State Law Examination
    2004-09-08
Designations
Other Names
  • J P Pontbriand

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hampton, NH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor