John Matthew Mondragon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Claim This Profile

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-03
IL	RA	APPROVED	2022-09-30

TX RA
APPROVED

Since 2022-10-03
IL RA
APPROVED

Since 2022-09-30

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	05/2022	Present
Ups	Chicago	IL	03/2020	05/2022
Unemployed	Frankfort	IL	01/2020	03/2020
Ups	Lockport	IL	11/2019	01/2020
Fedex	Chicago	IL	10/2017	08/2019
Unemployed	Frankfort	IL	08/2019	11/2019
Unemployed	Frankfort	IL	07/2016	10/2017

05/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
03/2020 → 05/2022

Ups

Chicago, IL
01/2020 → 03/2020

Unemployed

Frankfort, IL
11/2019 → 01/2020

Ups

Lockport, IL
10/2017 → 08/2019

Fedex

Chicago, IL
08/2019 → 11/2019

Unemployed

Frankfort, IL
07/2016 → 10/2017

Unemployed

Frankfort, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-02
S63	Uniform Securities Agent State Law Examination	1998-10-15

S66 Uniform Combined State Law Examination

2022-09-02
S63 Uniform Securities Agent State Law Examination

1998-10-15

Other Names

John Matthew Mondragon
John Matthew Mondragon
John Matthew Mondragon

View on SEC IAPD

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor