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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2015-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Rochester | NY | 10/2015 | Present |
Pittsford Mustangs Soccer Club / 18 Pine Hill Drive Pittsford,NY 14534 / No/ Non Profit / USD / No / No / / Start Date 9/9/06 / House of Mercy / United States / 285 Ormond Street, Rochester NY 14605 / www.houseofmercyrochester.org / Charity / Public services / The House of Mercy provides services for the poor including food, clothing, overnight shelter, advocacy services and referrals to help people get health care, mental health services, substance abuse treatment and veteran's benefits. / / Board Member and Treasurer / Sit on the board of Directors, assist with fundraising and help manage the finances of the House of Mercy. / Start Date 7/1/2020 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-15 |
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