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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-24
FL RA APPROVED 2026-08-21
  • TX RA
    APPROVED_RES
    Since 2026-08-24
  • FL RA
    APPROVED
    Since 2026-08-21

Branch Locations

18167 Us Highway 19 N Suite 515, Clearwater, FL 33764 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Clearwater FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Clearwater FL 11/2016 08/2026
Wells Fargo Advisors Financial Network, Llc Clearwater FL 08/2026 Present
Previous Registrations
Other Businesses

TIDEWATER PRIVATE WEALTH ADVISORS ; INV RELATED; CLEARWATER, FL; WEALTH MANAGEMENT;34% OWNERSHIP; START DATE: 03/20/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING; | THESIM DEEPWATER HOLDINGS LLC; INV RELATED;TAMPA,FL; LLC;100% OWNERSHIP; START DATE: 05/22/2026; 8 HRS PER MONTH; 8 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-16
S63 Uniform Securities Agent State Law Examination 1992-11-06
  • S65 Uniform Investment Adviser Law Examination
    1997-10-16
  • S63 Uniform Securities Agent State Law Examination
    1992-11-06
Other Names
  • Thomas Quinn
  • Thomas M Quinn

View on SEC IAPD

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