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Stephen Shuman

Ameriprise Financial Services, LLC

Lakewood, OH

The Huntington Investment Company

Lakewood, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

11801 Clifton Blvd, Lakewood, OH 44107-2058 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-02-25
  • OH RA
    APPROVED
    Since 2021-02-25

Branch Locations

Lakewood-East Banking Office 11801 Clifton Boulevard, Lakewood, OH 44107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Cleveland OH 03/2015 09/2016
Keybank Cleveland OH 09/2014 02/2020
Key Investment Services, Llc Cleveland OH 09/2016 02/2020
Key Investment Services Cleveland OH 02/2020 02/2021
Keybank Fairview Park OH 02/2020 02/2021
The Huntington Investment Company Shaker Heights OH 02/2021 Present
Ameriprise Financial Services, Llc Lakewood OH 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-09
S63 Uniform Securities Agent State Law Examination 2013-01-07
  • S66 Uniform Combined State Law Examination
    2016-09-09
  • S63 Uniform Securities Agent State Law Examination
    2013-01-07
Other Names
  • Stephen Shuman
  • Stephen Joseph Shuman

View on SEC IAPD

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