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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-27 |
| NJ | RA | APPROVED | 2018-11-02 |
Branch Locations
290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Livingston | NJ | 06/1992 | 11/2018 |
| Osaic Wealth, Inc. | Livingston | NJ | 11/2018 | Present |
1. INSURANCE BROKERAGE POSITION: Ins broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 25 START DATE: 09/30/1992 ADDRESS: 290 west Mount Pleasant Ave, suite 2300, Livingston NJ 07039, United States DESCRIPTION: sales and service of insurance products. Life, health, disability, long term care. 2. ACORN FINANCIAL SERVICES POSITION: Financial Consultant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 120 START DATE: 09/30/1992 ADDRESS: 290 west Mount Pleasant Ave, suite 2300, Livingston NJ 07039, United States DESCRIPTION: sales and service of securities and investment advisory business. 3. ABOVE AND BEYOND WITH MICHAEL POSITION: Director NATURE: A foundation under the Community Foundation of New Jersey's 501c3. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2016 ADDRESS: 87 Dogwood Dr, Oakland NJ 07436, United States DESCRIPTION: I support various philanthropic endeavors, usually created by children, with matching funds. Scholarships. Recently branched out into providing PPE for Doctor offices in NJ. 4. RJ FERRARI FINANCIAL, LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 87 Dogwood Drive, Oakland NJ 07436, United States DESCRIPTION: None. This was set up years ago but never used in any form.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-02 |
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