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Robert James Ferrari

Osaic Wealth, Inc.

Livingston, NJ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-27
NJ RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2025-01-27
  • NJ RA
    APPROVED
    Since 2018-11-02

Branch Locations

290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Livingston NJ 06/1992 11/2018
Osaic Wealth, Inc. Livingston NJ 11/2018 Present
  • 06/1992 → 11/2018
    Signator Investors, Inc.
    Livingston, NJ
  • 11/2018 → Present
    Livingston, NJ
Previous Registrations
  • 2004-09-07 → 2018-11-02
    Signator Investors, Inc.
    Paramus, NJ
    Roseland, NJ
    Livingston, NJ
Other Businesses

1. INSURANCE BROKERAGE POSITION: Ins broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 25 START DATE: 09/30/1992 ADDRESS: 290 west Mount Pleasant Ave, suite 2300, Livingston NJ 07039, United States DESCRIPTION: sales and service of insurance products. Life, health, disability, long term care. 2. ACORN FINANCIAL SERVICES POSITION: Financial Consultant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 120 START DATE: 09/30/1992 ADDRESS: 290 west Mount Pleasant Ave, suite 2300, Livingston NJ 07039, United States DESCRIPTION: sales and service of securities and investment advisory business. 3. ABOVE AND BEYOND WITH MICHAEL POSITION: Director NATURE: A foundation under the Community Foundation of New Jersey's 501c3. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2016 ADDRESS: 87 Dogwood Dr, Oakland NJ 07436, United States DESCRIPTION: I support various philanthropic endeavors, usually created by children, with matching funds. Scholarships. Recently branched out into providing PPE for Doctor offices in NJ. 4. RJ FERRARI FINANCIAL, LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 87 Dogwood Drive, Oakland NJ 07436, United States DESCRIPTION: None. This was set up years ago but never used in any form.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-22
S63 Uniform Securities Agent State Law Examination 1993-03-02
  • S65 Uniform Investment Adviser Law Examination
    1999-06-22
  • S63 Uniform Securities Agent State Law Examination
    1993-03-02
Other Names
  • Robert J Ferrari

View on SEC IAPD

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