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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-23 |
| FL | RA | APPROVED | 2007-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 08/2005 | Present |
| Bank Of America, N.A. | Miami | FL | 05/2016 | Present |
I*622264 For profit or not for profit: Name of outside business organization: Biscayne Blue LLC Investment related: N Address of business: Miami, Florida, 33133 Nature of business: Business or Industry Organization Position, title, association: Director Start date of relationship: 11/3/2021 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Manage boat expenses I*: 2411267 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Key Biscayne, FL 33149 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 01/01/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-31 |
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