Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-29
WV RA APPROVED 2009-07-24
  • TX RA
    APPROVED_RES
    Since 2016-04-29
  • WV RA
    APPROVED
    Since 2009-07-24

Branch Locations

6472 Farmdale Rd, Barboursville, WV 25504 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Barboursville WV 05/2009 Present
Raymond James Financial Services Advisors, Inc. Barboursville WV 01/2009 Present
Todd Dudley & Associates Barboursville WV 10/2011 Present
Todd Dudley & Associates Barboursville WV 05/2014 Present
  • 05/2009 → Present
    Raymond James Financial Services, Inc.
    Barboursville, WV
  • 01/2009 → Present
    Barboursville, WV
  • 10/2011 → Present
    Todd Dudley & Associates
    Barboursville, WV
  • 05/2014 → Present
    Todd Dudley & Associates
    Barboursville, WV
Previous Registrations
Other Businesses

(1)Name of Business: Todd Dudley & Associates Address: 3 Chateau Grove Ln, Suite 100, Barboursville, WV, 25504, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/28/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Support Company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-21
S63 Uniform Securities Agent State Law Examination 1992-10-08
  • S65 Uniform Investment Adviser Law Examination
    1993-07-21
  • S63 Uniform Securities Agent State Law Examination
    1992-10-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Barboursville, WV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor