Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stephens CRD 3496
$18.0B regulatory AUM 170 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-16 |
| AR | RA | APPROVED | 2000-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Little Rock | AR | 08/1992 | Present |
ARGENTA CITY CLUB - 304 PERSHING BLVD, NORTH LITTLE ROCK, AR - NOT INVESTMENT RELATED - ORGANIZED TO MAKE CHARITABLE GIFTS TO GROUPS IN NLR - MEMBER/SECRETARY (2019)/DONATIONS COMMITTEE (2015) - JANUARY 2019- MINIMAL HOURS DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-24 |
Reach out to this advisor