Saul Maddox Rousseau

Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-04-16
AR	RA	APPROVED	2000-03-29

TX RA
APPROVED_RES

Since 2014-04-16
AR RA
APPROVED

Since 2000-03-29

Branch Locations

3344 Peachtree Road, Atlanta, GA 30326 • United States

111 Center Street, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc.	Little Rock	AR	08/1992	Present

08/1992 → Present

Stephens Inc.

Little Rock, AR

Other Businesses

ARGENTA CITY CLUB - 304 PERSHING BLVD, NORTH LITTLE ROCK, AR - NOT INVESTMENT RELATED - ORGANIZED TO MAKE CHARITABLE GIFTS TO GROUPS IN NLR - MEMBER/SECRETARY (2019)/DONATIONS COMMITTEE (2015) - JANUARY 2019- MINIMAL HOURS DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-03-20
S63	Uniform Securities Agent State Law Examination	1992-08-24

S65 Uniform Investment Adviser Law Examination

2000-03-20
S63 Uniform Securities Agent State Law Examination

1992-08-24

Other Names

Saul Madox Rousseau

View on SEC IAPD

Current Employers

Stephens

Disclosures

Employment History

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Exams

Other Names

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