Best Investors Account Sign in

Richard F Hughes

Ubs Financial Services Inc.

Philadelphia, PA

Mt. Laurel, NJ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-09-07
NJ RA APPROVED 2021-08-02
TX RA APPROVED 2021-07-22
  • PA RA
    APPROVED
    Since 2021-09-07
  • NJ RA
    APPROVED
    Since 2021-08-02
  • TX RA
    APPROVED
    Since 2021-07-22

Branch Locations

1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Mount Laurel NJ 03/2012 07/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2021
Ubs Financial Services Philadelphia PA 07/2021 Present
  • 03/2012 → 07/2021
    Morgan Stanley Smith Barney
    Mount Laurel, NJ
  • 01/2015 → 07/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2021 → Present
    Ubs Financial Services
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-17
S63 Uniform Securities Agent State Law Examination 1992-09-12
  • S65 Uniform Investment Adviser Law Examination
    2002-07-17
  • S63 Uniform Securities Agent State Law Examination
    1992-09-12
Other Names
  • Richard Francis Hughes
  • Richard F Hughes Jr
  • Rick Hughes

View on SEC IAPD

Other Firms

GLENMEDE INVESTMENT MANAGEMENT, LP
CLARK CAPITAL MANAGEMENT GROUP INC
GLOBAL ADVISERS, LLC
BIOPHY CAPITAL MANAGEMENT LLC
VERITABLE FINANCIALS LLC
CHARLES SCHWAB & CO., INC.
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC

Other Investors

JASON DOUGLAS PRIDE
SEAN EDWARD HERON
MICHAEL CRAVENS CROW
Adam Mark Conish
VICTOR TRAN
Eric Jason Richman
Mark Fleming
Christopher J Nixon

Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

More in Philadelphia, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor