Richard Edward Palumbo

Current Employers

Employment History

• 11/1991 → Present
  Kei-Der Associates
  Melrose, MA
• 03/2003 → 10/2016
  Investors Capital Corp.
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-01-13 → 2016-10-03
  Investors Capital Corp.
  Reading, MA
  Danvers, MA
  Melrose, MA
  Lynnfield, MA
  Lynnfield, MA
• 2004-01-12 → 2004-12-31
  Eastern Point Advisors Inc.
  Melrose, MA

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, LONG TERM CARE, AND PROPERTY & CASUALTY; NAME OF OTHER BUSINESS: KEI-DER ASSOCIATES, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: DBA FOR FIXED INSURANCE, START DATE: 11/1991, APX NUMBER OF HOURS PER WEEK: 8, APX NUMBER OF TRADING HOURS PER WEEK: 8, POSITION/TITLE/RELATIONSHIP: PRESIDENT, BRIEF DESCRIPTION OF DUTIES: SALES AND MARKETING ACTIVITIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-30
• S63 Uniform Securities Agent State Law Examination
  1992-09-24