Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-04-16
TX RA APPROVED_RES 2010-03-11
MO RA APPROVED 2009-10-05
  • KS RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2010-03-11
  • MO RA
    APPROVED
    Since 2009-10-05

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Lees Summit, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Kansas City MO 10/2009 03/2020
Ameriprise Financial Services, Llc Leawood KS 03/2020 Present
Previous Registrations
  • 2006-01-05 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Kansas City, MO
    Kansas City, MO
    Kansas City, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-30
S63 Uniform Securities Agent State Law Examination 1992-09-25
  • S65 Uniform Investment Adviser Law Examination
    2005-12-30
  • S63 Uniform Securities Agent State Law Examination
    1992-09-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Leawood, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor