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Current Employers
Snowwater Investment Partners, Llc

Fairfield, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-01-19
  • CT RA
    APPROVED
    Since 2021-01-19

Branch Locations

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Building & Land Technology Narwalk CT 02/2008 01/2021
Quest Capital Strategies, Inc. Lake Forest CA 01/2017 03/2019
Snowwater Investment Partners, Llc Fairfield CT 01/2021 Present
March Capital Corp. Chicago IL 01/2021 Present
  • 02/2008 → 01/2021
    Building & Land Technology
    Narwalk, CT
  • 01/2017 → 03/2019
    Quest Capital Strategies, Inc.
    Lake Forest, CA
  • 01/2021 → Present
    Fairfield, CT
  • 01/2021 → Present
    March Capital Corp.
    Chicago, IL
Previous Registrations
Other Businesses

Bradford Orben is dually-registered as an Investment Advisor Representative with Snowwater Investment Partners, LLC ("Snowwater"- since 01/2021) and as a Registered Representative with March Capital Corp. ("March - since 02/2021). Business is conducted from 411 Catamount Road, Fairfield, CT 06824. Approximately 90% of Mr. Orben's time is for services as an Investment Advisor Representative of Snowwater and the balance as a Registered Representative or March. Snowwater and are not affiliated.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-19
S63 Uniform Securities Agent State Law Examination 1992-12-16
  • S65 Uniform Investment Adviser Law Examination
    2004-08-19
  • S63 Uniform Securities Agent State Law Examination
    1992-12-16

View on SEC IAPD

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