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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-03-24
  • MA RA
    APPROVED
    Since 2023-03-24

Branch Locations

10 Derne St., Ste 303, Boston, MA 02114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Newburyport MA 08/2015 05/2017
Keller Williams Realty Newburyport MA 09/2017 01/2019
New England Investment And Retirement Group North Andover MA 01/2018 03/2018
Uber Boston MA 04/2018 04/2020
Lyft Boston MA 05/2018 04/2020
N/A Hampton NH 05/2017 09/2017
Lpl Financial Llc Boston MA 10/2018 03/2019
Casino Ballroom Hampton NH 04/2022 Present
Realty One Group Next Level Bedford NH 11/2021 Present
Bank Of America Exeter NH 03/2019 11/2019
Stifel Portsmouth NH 08/2022 01/2023
North Shore Realty Group Salisbury MA 04/2020 11/2021
Edward Jones Portsmouth NH 02/2022 08/2022
Lpl Financial Llc Boston MA 01/2023 Present
  • 08/2015 → 05/2017
    Newburyport, MA
  • 09/2017 → 01/2019
    Keller Williams Realty
    Newburyport, MA
  • 01/2018 → 03/2018
    New England Investment And Retirement Group
    North Andover, MA
  • 04/2018 → 04/2020
    Uber
    Boston, MA
  • 05/2018 → 04/2020
    Lyft
    Boston, MA
  • 05/2017 → 09/2017
    N/A
    Hampton, NH
  • 10/2018 → 03/2019
    Boston, MA
  • 04/2022 → Present
    Casino Ballroom
    Hampton, NH
  • 11/2021 → Present
    Realty One Group Next Level
    Bedford, NH
  • 03/2019 → 11/2019
    Bank Of America
    Exeter, NH
  • 08/2022 → 01/2023
    Stifel
    Portsmouth, NH
  • 04/2020 → 11/2021
    North Shore Realty Group
    Salisbury, MA
  • 02/2022 → 08/2022
    Portsmouth, NH
  • 01/2023 → Present
    Boston, MA
Previous Registrations
Other Businesses

1) 01/25/2023 - Bolvin Wealth Management Group INC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2023 2) 01/25/2023 - Casino Ballroom - Event Staff - Non-Inv Rel - Hampton, NH - Start: 04/2022 - 8 Hr/Mth 3) 11/13/2024 - Real Estate Rental - Investment Related - Murrells Inlet, SC - Start Date 10/23/2024 - 4 Hours Per month/ 0 Hours During Trading 4) 09/19/2025- eXp Realty- Mortgage/Real Estate Services- INV Related- At Salisbury MA- Start date 08/29/2025- 6 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-25
S65 Uniform Investment Adviser Law Examination 1997-04-25
S63 Uniform Securities Agent State Law Examination 1992-11-20
  • S66 Uniform Combined State Law Examination
    2023-02-25
  • S65 Uniform Investment Adviser Law Examination
    1997-04-25
  • S63 Uniform Securities Agent State Law Examination
    1992-11-20
Other Names
  • Karen Tortorici
  • Karen Soule
  • Karen Tortorici Soule
  • Karen T Soule

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