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Independent Financial Group, LLC CRD 7717
$12.9B regulatory AUM 301 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| CT | RA | APPROVED | 2021-08-03 |
Branch Locations
Southbury, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Southbury | CT | 08/1990 | Present |
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 06/1992 | Present |
| Girard Securities Inc. | San Diego | CA | 04/2004 | 11/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2017 | 07/2021 |
| Independent Financial Group | Sarasota | FL | 08/2021 | Present |
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1800 ADDRESS: 3827 Camino Real, Sarasota FL 34239, United States DESCRIPTION: Insurance Agent (2) GLEASON FINANCIAL POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1992 ADDRESS: 3827 Camino Real, Sarasota FL 34239, United States DESCRIPTION: DBA used for marketing purposes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-23 |
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