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James E Halloran

Putnam Investment Management, LLC

Boston, MA

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Current Employers
Putnam Investment Management, Llc

100 Federal St, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2008-01-30
  • MA RA
    APPROVED
    Since 2008-01-30

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investment Management Boston MA 04/1992 Present
Franklin Distributors, Llc Hopkinton MA 07/2024 Present
Putnam Retail Management Boston MA 04/1992 07/2024
  • 04/1992 → Present
    Putnam Investment Management
    Boston, MA
  • 07/2024 → Present
    Franklin Distributors, Llc
    Hopkinton, MA
  • 04/1992 → 07/2024
    Putnam Retail Management
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-21
S63 Uniform Securities Agent State Law Examination 1993-02-17
  • S65 Uniform Investment Adviser Law Examination
    2006-07-21
  • S63 Uniform Securities Agent State Law Examination
    1993-02-17

View on SEC IAPD

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