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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
E Syracuse, NY • United States
5789 Widewaters Parkway Ste 1F, Dewitt, NY 13214 • United States
400 Plaza Drive, Vestal, NY 13850 • United States
500 Plum St Ste 301, Syracuse, NY 13204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Rochester | NY | 08/2010 | 11/2016 |
| Pruco Securities, Llc. | Vestal | NY | 11/2016 | 11/2024 |
| Prudential Insurance Company Of America | Vestal | NY | 11/2016 | Present |
| Lpl Enterprise, Llc | Dewitt | NY | 11/2024 | Present |
1) 11/24/2025-TMRW Financial Group-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/19/2025-120hrs/mth-30hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-01 |
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