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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

E Syracuse, NY • United States

5789 Widewaters Parkway Ste 1F, Dewitt, NY 13214 • United States

400 Plaza Drive, Vestal, NY 13850 • United States

500 Plum St Ste 301, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Rochester NY 08/2010 11/2016
Pruco Securities, Llc. Vestal NY 11/2016 11/2024
Prudential Insurance Company Of America Vestal NY 11/2016 Present
Lpl Enterprise, Llc Dewitt NY 11/2024 Present
  • 08/2010 → 11/2016
    Metlife Securities Inc.
    Rochester, NY
  • 11/2016 → 11/2024
    Vestal, NY
  • 11/2016 → Present
    Prudential Insurance Company Of America
    Vestal, NY
  • 11/2024 → Present
    Dewitt, NY
Previous Registrations
Other Businesses

1) 11/24/2025-TMRW Financial Group-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/19/2025-120hrs/mth-30hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-01
  • S63 Uniform Securities Agent State Law Examination
    1992-10-01
Designations

View on SEC IAPD

More in E Syracuse, NY

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