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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-30 |
Branch Locations
4 Tower Place Suite 1001, Albany, NY 12203 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company | Albany | NY | 09/2000 | 05/2019 |
| Rsm Us Wealth Management Llc/Choreo Llc | Charlotte | NC | 06/2019 | 11/2022 |
| Graypoint Llc | Albany | NY | 08/2023 | 09/2025 |
| Unemployed | Denver | NC | 11/2022 | 08/2023 |
| Cerity Partners | New York | NY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-16 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-20 |
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