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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-30
MI RA APPROVED 2010-05-25
  • TX RA
    APPROVED_RES
    Since 2026-03-30
  • MI RA
    APPROVED
    Since 2010-05-25

Branch Locations

1624 West Centre, Portage, MI 49024 • United States

The Villages, FL • United States

Plainwell, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2005 Present
Commonwealth Financial Network Portage MI 07/2005 Present
Other Businesses

1. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 2. CENTRE REAL ESTATE, LLC - MEMBER AND 25% OWNER OF ENTITY CREATED TO OWN BRANCH OFFICE BUILDING, NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-02
S63 Uniform Securities Agent State Law Examination 1992-09-01
  • S66 Uniform Combined State Law Examination
    2010-04-02
  • S63 Uniform Securities Agent State Law Examination
    1992-09-01

View on SEC IAPD

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