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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-01-11
  • TX RA
    APPROVED
    Since 2007-01-11

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

5121 69Th St Suite A-9B, Lubbock, TX 79424 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services, Inc. Dallas TX 01/2007 Present
Previous Registrations
  • 2004-09-08 → 2007-01-08
    Wells Fargo Investments, Llc
    Lubbock, TX
    Lubbock, TX
  • 1992-10-13 → 2004-09-09
    Morgan Stanley Dw Inc.
    Lubbock, TX
Other Businesses

MR.BOYD IS HELPING HIS WIFE WITH HER INTERNET SALES AT LITTLE OWL PRODUCTS; LOCATED AT 5608 103RD STREET PHONE# 806-878-8008. THIS BUSINESS IS NOT INVESTMENT RELATED. SPENDING 1-9% OF HIS TIME WEEKLY CONDUCTING THIS BUSINESS. COMPENSATION IS 5% OF HIS ANNUAL INCOME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-02
S63 Uniform Securities Agent State Law Examination 1992-10-09
  • S65 Uniform Investment Adviser Law Examination
    1993-03-02
  • S63 Uniform Securities Agent State Law Examination
    1992-10-09

View on SEC IAPD

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