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Franklin Lee Rogers

Wells Fargo Clearing Services, LLC

Erie, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-07
PA RA APPROVED 2016-01-04
  • TX RA
    APPROVED
    Since 2022-07-07
  • PA RA
    APPROVED
    Since 2016-01-04

Branch Locations

100 State St Ste 100, Erie, PA 16507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Erie PA 01/2016 11/2016
Wells Fargo Clearing Services, Llc Erie PA 11/2016 Present
Previous Registrations
  • 2004-01-01 → 2016-01-06
    Pnc Wealth Management Llc
    Erie, PA
    Erie, PA
  • 2003-06-13 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Erie, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-27
S63 Uniform Securities Agent State Law Examination 1992-09-01
  • S65 Uniform Investment Adviser Law Examination
    2001-04-27
  • S63 Uniform Securities Agent State Law Examination
    1992-09-01
Designations

View on SEC IAPD

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