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Anthony L San Andres

Wells Fargo Clearing Services, LLC

Los Angeles, CA

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-14
  • CA RA
    APPROVED
    Since 2020-05-14

Branch Locations

1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Beverly Hills CA 09/2010 05/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2020
Wells Fargo Clearing Services, Llc Los Angeles CA 05/2020 Present
  • 09/2010 → 05/2020
    Morgan Stanley Smith Barney
    Beverly Hills, CA
  • 01/2015 → 05/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2020 → Present
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
Previous Registrations
  • 2010-09-07 → 2020-05-15
    Morgan Stanley
    Beverly Hills, CA
    Beverly Hills, CA
  • 2003-07-01 → 2010-09-08
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
    Los Angeles, CA
  • 2000-10-13 → 2003-07-01
    Prudential Equity Group, Llc
    Los Angeles, CA
Other Businesses

FINRA; INVESTMENT RELATED; WASHINGTON DC; ARBITRATOR; 03/20/2025; 20 HOURS PER MONTH; 20 HOURS DURING TRADING HOURS; ARBITRATOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-01
S63 Uniform Securities Agent State Law Examination 1993-02-19
  • S65 Uniform Investment Adviser Law Examination
    1995-03-01
  • S63 Uniform Securities Agent State Law Examination
    1993-02-19
Other Names
  • Anthony Louis Sanandres
  • Anthony Louis San Andres
  • Anthony L San Andres

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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