John Robert Michael

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 11/2020
  Private Client Services, Llc
  Louisville, KY
• 11/2020 → 11/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2020 → 11/2024
  Cambridge Investment Research Advisors,Inc.
  Fairfield, IA
• 11/2024 → Present
  Lpl Financial
  Louisville, KY

Previous Registrations

• 2020-11-13 → 2024-12-06
  Cambridge Investment Research Advisors, Inc.
  Louisville, KY
• 2002-04-25 → 2020-11-13
  Private Client Services, Llc
  Louisville, KY
  Louisville, KY
  Louisville, KY
  Louisville, KY
  Louisville, KY
• 2003-09-03 → 2010-05-10
  Woodbury Financial Services, Inc.
  Louisville, KY
  Louisville, KY

Other Businesses

1) 11/2024 - Author / "A Stand for Truth" / Non Inv. Related / Louisville, KY 40241 / Start date 01/15/2019 - 2) 11/2024 - Finra Dispute Resolution / Other / Inv. Related / Louisville, KY 40241 / Start date 05/25/2015 - 2 % Time Spent 3) 02/24/2025 - Ash Brokerage, Shaw American - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:02/20/2025 - 5 Hrs/Mth - 5 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-09-01

Designations

• Certified Financial Planner