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Joseph Shelley Moorhead

Dba Seslia Securities

St. Thomas, VI

CRD 2267511

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Employer firm

Dba Seslia Securities CRD 30624

$50.5M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Dba Seslia Securities

2107 Crystal Gade #7A, St. Thomas, VI 00802 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2022-03-15
  • VI RA
    APPROVED
    Since 2022-03-15

Branch Locations

2107 Crystal Gade #7A, St. Thomas, VI 00802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seslia Securities St. Thomas VI 04/1992 Present
  • 04/1992 → Present
    Seslia Securities
    St. Thomas, VI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-18
S63 Uniform Securities Agent State Law Examination 1999-03-18
  • S65 Uniform Investment Adviser Law Examination
    2006-09-18
  • S63 Uniform Securities Agent State Law Examination
    1999-03-18
Other Names
  • Joe Moorhead

View on SEC IAPD

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