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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2013-06-11
  • NH RA
    APPROVED
    Since 2013-06-11

Branch Locations

25 Nashua Rd Bldg F Ste 2C, Londonderry, NH 03053 • United States

Auburn, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Londonderry NH 09/1991 Present
Pfs Investments Inc. Londonderry NH 03/1999 Present
  • 09/1991 → Present
    Primerica Financial Services
    Londonderry, NH
  • 03/1999 → Present
    Londonderry, NH
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Brochu & Associates DBA, Investment related, Owner, Primerica Entity, Londonderry, NH 03053, Spends 160 hours (80 during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-13
S63 Uniform Securities Agent State Law Examination 1992-09-21
  • S65 Uniform Investment Adviser Law Examination
    2013-05-13
  • S63 Uniform Securities Agent State Law Examination
    1992-09-21
Other Names
  • Daniel R Brochu

View on SEC IAPD

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