James Phillip Quinlan

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2017
  Cliftonlarsonallen Wealth Advisors, Llc
  Plymouth Meeting, PA
• 05/2017 → 10/2020
  Valmark Securities, Inc.
  Akron, OH
• 05/2017 → 05/2018
  Hewins Financial Advisors, Llc
  Media, PA
• 05/2017 → 06/2018
  Valmark Advisers, Inc.
  Akron, OH
• 05/2017 → 09/2022
  Wipfli Llp
  Media, PA
• 06/2018 → 09/2022
  Wipfli Financial Advisors, Llc
  Media, PA
• 09/2022 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2017-05-16 → 2022-08-30
  Wipfli Financial Advisors, Llc
  Media, PA
  Milwaukee, WI
  Radnor, PA
• 2017-05-26 → 2018-06-22
  Valmark Advisers, Inc.
  Media, PA
• 2016-08-22 → 2017-05-15
  Cliftonlarsonallen Wealth Advisors, Llc
  King Of Prussia, PA
  Minneapolis, MN
  Minneapolis, MN
• 2011-06-17 → 2016-09-21
  Sii Investments, Inc.
  Appleton, WI
  Wayne, PA
• 2007-07-12 → 2011-06-17
  Invest Financial Corporation
  Philadelphia, PA
  Lumberton, NJ
  Philadelphia, PA
• 2000-03-23 → 2007-12-31
  Smart Financial Advisors, Llc
  Devon, PA
• 2006-11-30 → 2007-07-26
  Cetera Advisors Llc
  Devon, PA

Other Businesses

1.Mr. Quinlan uses Stonedam Financial Advisors as the name of the business under which he provides investment advice through Private Advisor Group, LLC (PAG). This activity is at the address Mr. Quinlan is registered at, and is related to his investment services practice. Mr. Quinlan devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Quinlan devotes to activity providing investment services through PAG. 2.Mr. Quinlan holds licenses to sell insurance and sells insurance products as an independent insurance agent. Mr. Quinlan devotes about 20 hours per month to this activity, including about 20 hours during securities trading hours, concurrently with time Mr. Quinlan devotes to activity providing investment services through PAG. This insurance business is separate and apart from Private Advisor Group, and does not include investment advisory services.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-24
• S63 Uniform Securities Agent State Law Examination
  1992-08-13

Designations

• Certified Financial Planner
• Chartered Financial Consultant
• Personal Financial Specialist