Ho-tae Chang

Employer firm

Bcg Securities, Inc. CRD 70

$894M regulatory AUM 2,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Bcg Securities, Inc.

51 Haddonfield Road Suite 210, Cherry Hill, NJ 08002 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-11-25
TX	RA	APPROVED_RES	2025-09-11
SC	RA	APPROVED	2023-12-12
OH	RA	APPROVED	2023-06-05
AL	RA	APPROVED	2021-06-02
HI	RA	APPROVED	2021-02-08
IN	RA	APPROVED	2021-01-25
CT	RA	APPROVED	2020-12-04
GA	RA	APPROVED	2020-11-10
MA	RA	APPROVED	2020-01-13
AZ	RA	APPROVED	2019-11-07
MD	RA	APPROVED	2019-09-24
DE	RA	APPROVED	2015-03-19
FL	RA	APPROVED	2015-03-19
PA	RA	APPROVED	2004-02-25
NJ	RA	APPROVED	2004-01-23

DC RA
APPROVED

Since 2025-11-25
TX RA
APPROVED_RES

Since 2025-09-11
SC RA
APPROVED

Since 2023-12-12
OH RA
APPROVED

Since 2023-06-05
AL RA
APPROVED

Since 2021-06-02
HI RA
APPROVED

Since 2021-02-08
IN RA
APPROVED

Since 2021-01-25
CT RA
APPROVED

Since 2020-12-04
GA RA
APPROVED

Since 2020-11-10
MA RA
APPROVED

Since 2020-01-13
AZ RA
APPROVED

Since 2019-11-07
MD RA
APPROVED

Since 2019-09-24
DE RA
APPROVED

Since 2015-03-19
FL RA
APPROVED

Since 2015-03-19
PA RA
APPROVED

Since 2004-02-25
NJ RA
APPROVED

Since 2004-01-23

Branch Locations

51 Haddonfield Road Suite 210, Cherry Hill, NJ 08002 • UNITED STATES

1001 North Bethlehem Pike, Lower Gwynedd, PA 19002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Bcg Securities, Inc.	Cherry Hill	NJ	10/2003	Present
Bcg Securities, Inc.	Cherry Hill	NJ	01/2004	Present

10/2003 → Present

Bcg Securities, Inc.

Cherry Hill, NJ
01/2004 → Present

Bcg Securities, Inc.

Cherry Hill, NJ

Previous Registrations

2001-08-09 → 2003-10-31

Progress Financial Advisors

Philadelphia, PA
2002-07-02 → 2003-10-23

Equitable Advisors, Llc

Philadelphia, PA

Other Businesses

TAX CONSULTING AND PREPARATION. APPROXIMATLY 2-4 HOURS PER WEEK IN MARCH AND APRIL OF EACH YEAR. TREASURER OF MESSIAH UNITED METHODIST CHURCH. CHANG'S SCHOOL OF MARTIAL ARTS POSITION: Treasurer NATURE: Teach martial art classes INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2006 ADDRESS: 580 Shoemaker Rd, King of Prussia PA 19406, United States DESCRIPTION: Teach Karate / Tae Kwon Do classes Oversee finances HO-TAE CHANG POSITION: Tax Prep NATURE: TAX PREP INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 1001 N. Bethlehem Pike, Lower Gwynedd PA 19002, United States DESCRIPTION: TAX CONSULTING AND PREPARATION. APPROXIMATELY 2-4 HOURS PER WEEK IN MARCH AND APRIL OF EACH YEAR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-12
S63	Uniform Securities Agent State Law Examination	1992-08-14

S65 Uniform Investment Adviser Law Examination

1999-12-12
S63 Uniform Securities Agent State Law Examination

1992-08-14

Designations

Certified Financial Planner

Other Names

Hotee Chang
Ho-Tae Chang
Hotae Chang

View on SEC IAPD