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Current Employers
Aristotle Capital Management, Llc

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-01
  • CA RA
    APPROVED
    Since 2025-10-01

Branch Locations

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Funds Distributor, Inc. Boston MA 11/2012 06/2017
Amundi Pioneer Distributor, Inc. Boston MA 07/2017 12/2020
Amundi Distributor Us, Inc. Boston MA 01/2021 05/2025
Aristotle Capital Management, Llc Parker CO 05/2025 Present
Foreside Financial Services, Llc Parker CO 10/2025 Present
  • 11/2012 → 06/2017
    Pioneer Funds Distributor, Inc.
    Boston, MA
  • 07/2017 → 12/2020
    Amundi Pioneer Distributor, Inc.
    Boston, MA
  • 01/2021 → 05/2025
    Amundi Distributor Us, Inc.
    Boston, MA
  • 05/2025 → Present
    Parker, CO
  • 10/2025 → Present
    Foreside Financial Services, Llc
    Parker, CO
Previous Registrations
Other Businesses

Aristotle Capital Management, LLC; Investment Related; Investment Sales; Parker, CO; 5/19/25; Senior Vice President, Regional Director; Sales of SMAs, MFs, and ETFs; 160 Hrs./Mo.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-24
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S65 Uniform Investment Adviser Law Examination
    2002-07-24
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07
Other Names
  • Dave Martin

View on SEC IAPD

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