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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
CA RA APPROVED 2017-09-29
  • TX RA
    APPROVED
    Since 2026-03-24
  • CA RA
    APPROVED
    Since 2017-09-29

Branch Locations

300 E Esplanade Drive Suite 1800, Oxnard, CA 93036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc. San Diego CA 05/2005 09/2017
United Capital Financial Advisers, Llc Newport Beach CA 06/2009 09/2017
Commonwealth Financial Network Waltham MA 09/2017 Present
  • 05/2005 → 09/2017
    Girard Securities, Inc.
    San Diego, CA
  • 06/2009 → 09/2017
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 09/2017 → Present
    Waltham, MA
Previous Registrations
Other Businesses

1. Partner, President, and Co-Owner of Skeels & Fox Wealth Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; As of October 2017; Approximately 90% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed Insurance Sales; Agent; 0-2 Hours during securities trading hours per week; Conducted at branch location; Investment related. 3. Owner, Rental properties; Located in Santa Paula, CA; 0-2 Hours during securities trading hours per week; Conducted at branch location; Investment related. 4. Owner, Fox Wealth Management, a private entity established to facilitate securities, advisory, and insurance business, as of 02/14/2023; 90% time spent during business hours; Conducted at branch; Investment related. 5. Co-Owner, Double LL Ranch, LLC; an entity created for the purpose of buying and managing real estate at 8221 Wheeler Canyon Rd, Santa Paula, CA 93060, as of 07/01/2025; 0% time spent during business hours; Not Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1992-08-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1992-08-26
Designations

View on SEC IAPD

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