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Robert Joseph Esposito

LPl Financial LLC

Delanco, NJ

CRD 2267272

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-02-16
  • NJ RA
    APPROVED
    Since 2018-02-16

Branch Locations

Delanco, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Cherry Hill NJ 08/1998 02/2018
Haddon Financial Cherry Hill NJ 08/1998 02/2018
Lpl Financial, Llc Cherry Hill NJ 02/2018 Present
  • 08/1998 → 02/2018
    Sii Investments, Inc.
    Cherry Hill, NJ
  • 08/1998 → 02/2018
    Haddon Financial
    Cherry Hill, NJ
  • 02/2018 → Present
    Lpl Financial, Llc
    Cherry Hill, NJ
Previous Registrations
  • 2010-01-05 → 2018-02-14
    Sii Investments, Inc.
    Moorestown, NJ
    Cherry Hill, NJ
    Moorestown, NJ
  • 2007-05-31 → 2010-02-03
    Haddon Financial Group, Inc.
    Marlton, NJ
Other Businesses

1. 02/14/2018 - ROBERT "BOBBY-JOE" ESPOSITO/ NON-VARIABLE INSURANCE/ 0%/ CHERRY HILL, NJ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-01
S63 Uniform Securities Agent State Law Examination 1992-08-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-01
  • S63 Uniform Securities Agent State Law Examination
    1992-08-06
Other Names
  • Bobby-Joe Esposito
  • Bobby Joe Esposito

View on SEC IAPD

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