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Stamford, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Century Investments | New York City | NY | 10/2014 | 12/2016 |
| St. Michael The Archangel, Diocese Of Bridgeport | Greenwich | CT | 08/2017 | 10/2018 |
| Vision Advisors | Santiago | 05/2019 | 01/2020 | |
| Value Advice Spa | Santiago | 02/2020 | Present | |
| Sel Landscaping Llc | Davie | FL | 01/2023 | Present |
| Unemployed | Greenwich | CT | 12/2016 | 08/2017 |
| Unemployed | Santiago | 10/2018 | 05/2019 |
I am a partner in a wealth management advisory business based in Santiago, Chile. I am no longer physically based in Chile but I do continue to service my existing clients. It is purely a commission based business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-17 |
| S66 | Uniform Combined State Law Examination | 2000-11-04 |
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