Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-28 |
| TX | RA | APPROVED | 2019-08-28 |
Branch Locations
300B Drakes Landing Road Ste 155, Greenbrae, CA 94904 • United States
Novato, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Inc | Greenbrae | CA | 03/2001 | 08/2019 |
| Bank Of America, N.A. | Mill Valley | CA | 07/2011 | 08/2019 |
| Rbc Capital Markets, Llc. | Greenbrae | CA | 08/2019 | Present |
| City National Bank | Greenbrae | CA | 10/2019 | Present |
NAME OF ENTITY: Marin Highlanders Rugby Club; ADDRESS: N/A; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Not for profit sports club; CAPACITY: BOARD OF DIRECTORS; START DATE: 09/1999; DUTIES: BOARD MEMBER; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-10 |
Reach out to this advisor