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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-03
TX RA APPROVED 2014-11-12
IL RA APPROVED 2013-10-24
  • FL RA
    APPROVED
    Since 2019-04-03
  • TX RA
    APPROVED
    Since 2014-11-12
  • IL RA
    APPROVED
    Since 2013-10-24

Branch Locations

Sanibel, FL • United States

500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States

Wilmette, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Deerfield IL 08/2013 11/2016
Self-Employed Wilmette IL 11/2011 Present
Wells Fargo Clearing Services, Llc Deerfield IL 11/2016 Present
  • 08/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Deerfield, IL
  • 11/2011 → Present
    Self-Employed
    Wilmette, IL
  • 11/2016 → Present
    Deerfield, IL
Other Businesses

RENTAL PROPERTY; INV RELATED; SANIBEL, FL; 100% OWNERSHIP; START 11/12/2011; 2 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. CBOT MEMBERSHIP; INV RELATED; 100% OWNERSHIP; LEASE MEMBERSHIP; START 9/2006; 1 HR PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR SPOUSE'S TRUST; INV RELATED; WILMETTE, IL START 1/2014; 3 HRS PER MONTH; 1 HR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-23
  • S66 Uniform Combined State Law Examination
    2013-10-23
Other Names
  • Thomas Alan Weyrich
  • Tom Weyhrich

View on SEC IAPD

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