Andrew A Dalrymple

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Lpl Financial Llc
  Charleston, SC

Previous Registrations

• 2011-09-14 → 2014-05-16
  Sorrento Pacific Financial, Llc
  Charleston, SC
  San Diego, CA
• 2009-12-08 → 2011-08-16
  Uvest Financial Services Group, Inc.
  Charleston, SC
  Charlotte, NC
• 2006-10-13 → 2007-08-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC

Other Businesses

1. 5/27/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SOUTH STATE INVESTMENT SERVICES - START DATE=06/30/2014 - INVESTMENT RELATED - 160 HOURS PER MONTH/130 HOURS DURING TRADING - CHARLESTON, SC. 2. 09/09/2019 - South State Wealth: Trust - Investment related - At reported business location(s) Financial Institution Duty - start date:04/26/2019 - 0 hrs/mo - 0 hrs during trading. 3. 5/19/2021 - Horseshoe Hollow LLC - Not Investment Related - Toxaway, NC - Real Estate Rental - Start Date: 10/1/2020 - 1 Hours Per Month/0 Hours During Securities Trading - Short term rental property.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-11

Designations

• Certified Financial Planner