James Christopher Slater

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1992 → 06/2019
  Foresters Financial Services
  Oakbrook, IL
• 08/2012 → 06/2019
  Foresters Advisory Services
  Lombard, IL
• 11/2012 → Present
  Lincoln Financial Group
  Lombard, IL
• 06/2019 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Lombard, IL

Previous Registrations

• 2012-08-31 → 2019-06-24
  Foresters Advisory Services, Llc
  Lombard, IL

Other Businesses

1.) ONE TIME EXCEPTION - SALE WITH VOYA FOR PERSONAL POLICY WRITTEN 19.5 YEARS AGO, COVERTING 20YR TERM TO A UL POLICY 2.) OWNER OF CONDO RENTAL 3.) OWNER OF SKYLINE WEALTH PARTNERS; DBA FOR CETERA BUSINESS

Exams

• S66 Uniform Combined State Law Examination
  2015-03-23
• S63 Uniform Securities Agent State Law Examination
  1992-08-04