Terry Lynn Haines

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-06-11

NC RA
APPROVED

Since 2019-06-11

Branch Locations

Waxhaw, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hd Vest Investment Services	Waxhaw	NC	01/2011	05/2019
Tlh Financial Services, Inc.	Waxhaw	NC	11/2010	Present
Hd Vest Insurance Services	Waxhaw	NC	01/2011	05/2019
United Ltc Network Llc	N. Myrtle Beach	SC	08/2012	Present
H.D.VEst Advisory Services	Waxhaw	NC	03/2013	05/2019
Cambridge Investment Research, Inc.	Fairfield	IA	05/2019	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	05/2019	Present

01/2011 → 05/2019

Hd Vest Investment Services

Waxhaw, NC
11/2010 → Present

Tlh Financial Services, Inc.

Waxhaw, NC
01/2011 → 05/2019

Hd Vest Insurance Services

Waxhaw, NC
08/2012 → Present

United Ltc Network Llc

N. Myrtle Beach, SC
03/2013 → 05/2019

H.D.VEst Advisory Services

Waxhaw, NC
05/2019 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
05/2019 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2013-03-06 → 2019-06-07

Avantax Advisory Services

Waxhaw, NC

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. INDEPENDENT INSURANCE AGENT, 100 WAXHAW PARKWAY #53, WAXHAW, NC, 07/1988. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR-5/MO-3/TRADING. 3. TLH FINANCIAL SERVICES, INC. DBA HAINES FINANCIAL SERVICES, INC. / 6813 Deer Creek Dr., Waxhaw NC 28173 / 09/27/2019 / NIR / OWNER - DBA / 160 HR/MO - 160 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-01
S63	Uniform Securities Agent State Law Examination	1992-08-12

S65 Uniform Investment Adviser Law Examination

2013-03-01
S63 Uniform Securities Agent State Law Examination

1992-08-12

View on SEC IAPD