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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2013 | Present |
| Eric Siegeltuch Fine Arts | Yonkers | NY | 01/2013 | Present |
1)ERIC SIEGELTUCH FINE ARTS; NON-INV. RELATED; YONKERS, NY; ART SALES & CONSULTING; OWNER; SICE 01/2013; 5 HRS/MONTH DURING SECURITIES TRADING HOUR: 2)HEALTH AND DISABIITY INSURANCE SALES THROUGH OXFORD, AETNA, AND BENEFIT MALL(G.A.)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-09-04 |
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