Michael Jeffrey Oliphant

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-04-04

CA RA
APPROVED

Since 2018-04-04

Branch Locations

205 E. River Park Circle Ste.220 221 222 223 224 225 226 2227 228 229 250, Fresno, CA 93720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Visalia	CA	09/1996	Present
Nylife Securities Llc.	Visalia	CA	03/2018	Present
Eagle Strategies Llc	Fresno	CA	04/2018	Present

09/1996 → Present

New York Life Insurance Company

Visalia, CA
03/2018 → Present

Nylife Securities Llc.

Visalia, CA
04/2018 → Present

Eagle Strategies Llc

Fresno, CA

Previous Registrations

2011-03-14 → 2015-12-02

Eagle Strategies Llc

Visalia, CA

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; renewal income; no hours; Oliphant Insurance Services.]

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-10-16

S63 Uniform Securities Agent State Law Examination

1992-10-16

Designations

Chartered Financial Consultant

View on SEC IAPD