Lal Ellison Echterhoff

Current Employers

Employment History

• 06/2013 → 12/2020
  Lpl Financial Llc
  Plano, TX
• 06/2013 → Present
  Level Four Advisory Services
  Plano, TX
• 01/2021 → Present
  Harbor Financial Services, Llc
  Mobile, AL
• 11/2019 → Present
  Level Four Capital Management
  Dallas, TX

Previous Registrations

• 2010-06-25 → 2013-07-08
  Morgan Stanley
  Shreveport, LA
  Shreveport, LA

Other Businesses

1. LEVEL FOUR ADVISORY SERVICES, LLC, INVESTMENT RELATED, 12400 COIT ROAD, STE 700 DALLAS, TX 75251, INVESTMENT ADVISOR, INVESTMENT ADVISOR REPRESENTATIVE, START DATE MARCH 2020, 40 HOURS PER MONTH/40 DURING TRADING. 2. LEVEL FOUR CAPITAL MANAGEMENT, INVESTMENT RELATED, 12400 COIT ROAD, STE 700 DALLAS, TX 75251, INVESTMENT ADVISOR, INVESTMENT ADVISOR REPRESENTATIVE, START DATE MARCH 2020, 40 HOURS PER MONTH, 40 DURING TRADING. 3. LEVEL FOUR FINANCIAL, DBA FOR HARBOR FINANCIAL SERVICES, LLC, 12400 COIT ROAD, STE 700 DALLAS TX 75251, WEALTH MANAGER, START DATE DEC 20, 40 HOURS PER MONTH/40 DURING TRADING. 4. LEVEL FOUR GROUP, NOT INVESTMENT RELATED, 12400 COIT ROAD, STE 700 DALLAS, TX 75251, HOLDING COMPANY EMPLOYEE SERVICES COMPANY, EMPLOYEE, START DATE MARCH 2013, 40 HOURS PER MONTH/40 DURING TRADING. 5. LEVEL FOUR INSURANCE AGENCY, AGENT, 12400 COIT ROAD, STE 700 DALLAS TX 75251, NOT INVESTMENT RELATED, INSURANCE SERVICES, START DATE DEC 2013, 40 HOURS DURING MONTH/40 DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-22
• S63 Uniform Securities Agent State Law Examination
  1992-09-15

Designations