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David William Swisher

Benchmark Capital Group Ltd.

Galena, IL

CRD 2266323

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Employer firm

Benchmark Capital Group Ltd. CRD 123698

$174M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Benchmark Capital Group Ltd.

228 N. Bench Street, Galena, IL 61036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-02
IL RA APPROVED 1998-02-11
  • TX RA
    APPROVED
    Since 2020-01-02
  • IL RA
    APPROVED
    Since 1998-02-11

Branch Locations

228 N. Bench Street, Galena, IL 61036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benchmark Capital Group Ltd. Galena IL 12/2009 Present
Previous Registrations
Other Businesses

1. Academy Advisors Ltd.- Investment related, 228 N. Bench Street, Galena, IL 61036; TAX PREPARATION AND CONSULTING WITH SEMINARS; 12/10/2009; APPROX 15-25% OF TIME during trading hours. 2. TRUSTEE ON SPOUSE'S LIVING TRUST AND Trustee on HER ILIT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-28
S63 Uniform Securities Agent State Law Examination 1992-08-25
  • S65 Uniform Investment Adviser Law Examination
    1996-06-28
  • S63 Uniform Securities Agent State Law Examination
    1992-08-25
Designations
  • Certified Financial Planner

View on SEC IAPD

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