Best Investors Account Sign in

Richard Allen Baird

LPl Financial LLC

Irving, TX

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-05
TX RA APPROVED 2010-12-09
  • NC RA
    APPROVED
    Since 2024-02-05
  • TX RA
    APPROVED
    Since 2010-12-09

Branch Locations

1550 W. Walnut Hill Lane #100, Irving, TX 75038-0000 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Irving TX 09/2009 Present
Previous Registrations
  • 2004-01-05 → 2009-10-13
    Associated Planners Investment Advisory Inc
    Irving, TX
  • 2004-02-03 → 2008-12-31
    Associated Securities Corp.
    Boston, MA
    Irving, TX
  • 1998-07-29 → 2004-12-31
    Fsg Advisory Services Inc
    Irving, TX
Other Businesses

1. 12/28/2009: ONE SAFE PLACE MEDIA CORP - OTHER-FAMILY BUSINESS - ONE SAFE PLACE MEDIA CORP. HAS BEEN OWNED AND RUN BY MY FAMILY FOR 25 YEARS. ONE SAFE PLACE IS AN OFFSITE DATA STORAGE COMPANY. I AM IN CHARGE OF BUSINESS DEVELOPMENT (SALES) AND HAVE BEEN WITH THE COMPANY FOR APPROXIMATELY 10 YEARS - 20% TIME SPENT. 2. 1/27/2010: RESOURCING EDGE - OTHER-HR SERVICES - RESOURCING EDGE IS A PAYROLL / HR OUTSOURCING COMPANY. I HAVE HAD A 10 YEAR RELATIONSHIP WITH THEM WHERE I AM COMPENSATED A PORTION OF THE SALES ON CUSTOMERS THAT I REFER TO THEM THAT SIGN UP FOR THEIR PAYROLL / HR OUTSOURCING SOLUTIONS - 0% TIME SPENT. 3. 12/14/2011: THE FINANCIAL SOURCE GROUP, INC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - The Financial Source Group, Inc. is a C Corp used for Payroll/HR benefits and employer of any future employees. 4. 10/27/2023 - Other - Coaching - Professional Pickleball Coach - Not Investment Related - Various pickleball courts - Start Date 11/01/2023 - 8 Hours Per Month/ 0 Hours During Trading 5. 12/05/2023 - No Business Name - Non-Inv Related - Northlake, TX - Other - Pickleball Ambassador - Started: 10/1/2023 - 4 Hrs/Mo; 0 Hr During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-12
S63 Uniform Securities Agent State Law Examination 1992-11-27
  • S65 Uniform Investment Adviser Law Examination
    1998-11-12
  • S63 Uniform Securities Agent State Law Examination
    1992-11-27
Other Names
  • Rick Baird

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Irving, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor