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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-02-05 |
| TX | RA | APPROVED | 2010-12-09 |
Branch Locations
1550 W. Walnut Hill Lane #100, Irving, TX 75038-0000 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Irving | TX | 09/2009 | Present |
1. 12/28/2009: ONE SAFE PLACE MEDIA CORP - OTHER-FAMILY BUSINESS - ONE SAFE PLACE MEDIA CORP. HAS BEEN OWNED AND RUN BY MY FAMILY FOR 25 YEARS. ONE SAFE PLACE IS AN OFFSITE DATA STORAGE COMPANY. I AM IN CHARGE OF BUSINESS DEVELOPMENT (SALES) AND HAVE BEEN WITH THE COMPANY FOR APPROXIMATELY 10 YEARS - 20% TIME SPENT. 2. 1/27/2010: RESOURCING EDGE - OTHER-HR SERVICES - RESOURCING EDGE IS A PAYROLL / HR OUTSOURCING COMPANY. I HAVE HAD A 10 YEAR RELATIONSHIP WITH THEM WHERE I AM COMPENSATED A PORTION OF THE SALES ON CUSTOMERS THAT I REFER TO THEM THAT SIGN UP FOR THEIR PAYROLL / HR OUTSOURCING SOLUTIONS - 0% TIME SPENT. 3. 12/14/2011: THE FINANCIAL SOURCE GROUP, INC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - The Financial Source Group, Inc. is a C Corp used for Payroll/HR benefits and employer of any future employees. 4. 10/27/2023 - Other - Coaching - Professional Pickleball Coach - Not Investment Related - Various pickleball courts - Start Date 11/01/2023 - 8 Hours Per Month/ 0 Hours During Trading 5. 12/05/2023 - No Business Name - Non-Inv Related - Northlake, TX - Other - Pickleball Ambassador - Started: 10/1/2023 - 4 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-27 |
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