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Sterling Manor Financial, LLC CRD 284218
$201M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18 Division Street Suite 202, Saratoga Springs, NY 12866 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-15 |
| TX | RA | APPROVED_RES | 2016-09-02 |
Branch Locations
18 Division Street Suite 202, Saratoga Springs, NY 12866 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Manor Financial, Llc | Saratoga Springs | NY | 02/2010 | Present |
| Cadaret, Grant & Co., Inc. | Saratoga Springs | NY | 02/2010 | 12/2024 |
| Sterling Manor Financial Llc | Saratoga Springs | NY | 09/2016 | Present |
INSURANCE SALES, START 2005, NON-INVESTMENT RELATED, 8% OF TIME DEVOTED TO ACTIVITY, SELL LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS THROUGH ASH BROKERAGE WITH VARIOUS COMPANIES. 6/2016 IAR of RIA, Sterling Manor Financial LLC., Saratoga Springs, NY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-03 |
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