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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-02-06
  • IL RA
    APPROVED
    Since 1998-02-06

Branch Locations

409 S Prospect Rd Ste E, Bloomington, IL 61704 • United States

Bloomington, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bloomington IL 09/2005 03/2020
Ameriprise Financial Services, Llc Bloomington IL 03/2020 Present
Other Businesses

Board of Directors; McLean County Democratic Party; Finance Director; 422 N Main St, , Bloomington, IL, 6170; Not Investment-Related; 12/07/2021; 1 to 9 hours per month; 0 during trading hours / Kiwanis Club of Bloomington; Board Member; PO Box 133, , Bloomington, IL, 61701; Not Investment-Related; 10/06/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-28
S63 Uniform Securities Agent State Law Examination 1992-08-20
  • S65 Uniform Investment Adviser Law Examination
    1998-01-28
  • S63 Uniform Securities Agent State Law Examination
    1992-08-20
Other Names
  • Dee Wilson

View on SEC IAPD

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