Michael Raymond Abbott

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2017
  Tpg Financial
  Franklin, TN
• 03/2014 → 01/2017
  The Leaders Group Inc
  Littleton, CO
• 01/2017 → Present
  Charles Schwab & Co., Inc
  Highlands Ranch, CO
• 01/2017 → 02/2022
  Schwab Private Client Investment Advisory
  Lone Tree, CO
• 12/2025 → Present
  Schwab Wealth Advisory, Inc
  Highlands Ranch, CO

Previous Registrations

• 2017-02-08 → 2022-06-20
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 2003-08-12 → 2012-04-23
  Ubs Financial Services Inc.
  Birmingham, MI
  Weehawken, NJ
  Atlanta, GA

Exams

• S66 Uniform Combined State Law Examination
  2003-08-07
• S63 Uniform Securities Agent State Law Examination
  1994-01-18

Designations

• Certified Financial Planner
• Chartered Financial Consultant