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Ira E Menkes

B. Riley Wealth Advisors, Inc.

New York, NY

CRD 2265852

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Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-28
  • NY RA
    APPROVED
    Since 2022-07-28

Branch Locations

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Memphis TN 01/2015 Present
B. Riley Wealth Advisors, Inc. Memphis TN 07/2022 Present
Previous Registrations
  • 2011-09-06 → 2015-01-28
    Dominick & Dickerman Llc
    New York, NY
Other Businesses

1. CONGREGATION EMANU-EL MEN'S CLUB BOARD MEMBER; One East 65th Street New York NY 10065;Start Date: 2002; Not Investment Related Activity; Title: Director; Details: Director of the Men's Club arranges seminars and charitable events for the community; 2 hours per month devoted to this activity; zero hours during trading hours. 2. B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-30
S63 Uniform Securities Agent State Law Examination 1992-09-23
  • S66 Uniform Combined State Law Examination
    2011-08-30
  • S63 Uniform Securities Agent State Law Examination
    1992-09-23

View on SEC IAPD

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