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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-31 |
Branch Locations
1806 Belles Street Ste 1B, San Francisco, CA 94129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | San Francisco | CA | 06/2003 | Present |
| Raymond James Financial Services Advisors, Inc | San Francisco | CA | 01/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-17 |
| S65 | Uniform Investment Adviser Law Examination | 1995-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-30 |
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