Derek James Pritchard

Current Employers

Employment History

• 12/2014 → 11/2017
  Sagepoint Financial
  Clayton, CA
• 11/2017 → Present
  Parkland Securities Llc.
  Ann Arbor, MI
• 11/2017 → Present
  Sigma Planning Corporation
  Ann Arbor, MI

Previous Registrations

• 2015-01-06 → 2017-11-09
  Osaic Services, Inc.
  Dublin, CA
  Clayton, CA
  Scottsdale, AZ
  Dublin, CA
• 2009-02-23 → 2014-03-31
  Bancwest Investment Services, Inc.
  Livermore, CA
  Pleasanton, CA
  Dublin, CA
  San Ramon, CA
  Danville, CA
  San Ramon, CA
  Walnut Creek, CA
  San Ramon, CA
  Danville, CA
• 2007-08-14 → 2008-12-26
  Wells Fargo Clearing Services, Llc
  Concord, CA
  Roseville, CA
  Antioch, CA
• 2002-05-23 → 2007-06-04
  Banc Of America Investment Services, Inc.
  San Jose, CA
  San Jose, CA
  Santa Clara, CA
  San Jose, CA
  San Jose, CA

Other Businesses

1. PRITCHARD ASSET MANAGEMENT; POSITION: SOLE PROPRIETOR; NATURE: FIXED INSURANCE SALES; INVESTMENT RELATED: YES; NUMBER OF HOURS: 8; SECURITIES TRADING HOURS: 8; START DATE: 12/19/2015; ADDRESS: 11501 DUBLIN BLVD, SUITE 200, DUBLIN CA 94568; DESCRIPTION: FIXED INSURANCE SALES. 2. DBA PRITCHARD ASSET MANAGEMENT; POSITION: FINANCIAL ADVISOR; NATURE: SOLE PROPRIETORSHIP; INVESTMENT RELATED: YES; NUMBER OF HOURS: 30; SECURITIES TRADING HOURS: 30; START DATE: 12/19/2014; ADDRESS: 11501 DUBLIN BLVD, SUITE 200, DUBLIN CA 94568; DESCRIPTION: SOLE PROPRIETOR, PRITCHARD ASSET MANAGEMENT. DBA PRIMARILY FOR MARKETING AND BRANDING PURPOSES. CURRENTLY SELL FIXED LIFE INSURANCE, DISABILITY INCOME INSURANCE, LTC, CRITICAL & CHRONIC ILLNESS INSURANCE, AND MAJOR MEDICAL. 3. AS A LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-26
• S63 Uniform Securities Agent State Law Examination
  1992-09-02