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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
FL RA APPROVED 2026-05-18
  • TX RA
    APPROVED
    Since 2026-06-05
  • FL RA
    APPROVED
    Since 2026-05-18

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clearwater FL 10/2024 Present
Hilton Hotels Largo FL 04/2022 Present
Franklin Templeton Investments St Petersburg FL 08/2005 08/2024
Other Businesses

I*2056337 Entity Type: Entity For Profit Name of OBA: Hilton Hotels Address: Clearwater, Florida, 33762 Investment Related: No Position, Title, Association: Employee Employee Start Date: 04/04/2022 Number of Hours: 20, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-16
  • S66 Uniform Combined State Law Examination
    2026-05-16

View on SEC IAPD

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